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Gina Aguilar Fired from Thrivent Investment Management

Securities Lawyer Jonathan Kurta
By: Jonathan Kurta Author

Gina Aguilar (CRD #: 3210550), a broker formerly registered with Thrivent Investment Management, was fired from that firm, according to her BrokerCheck record, accessed on August 3, 2025. Keep reading if you have questions about her alleged conduct as a broker.

Termination from Thrivent Investment Management

On April 11, 2025, Gina Aguilera was fired from Thrivent Investment Management following allegations that she signed documents on behalf of clients.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Forgery and other forms of misconduct violate this rule.

Background Information

Gina Aguilar has passed the following exams:

  • Registered Options Principal Examination – Series 4
  • General Securities Sales Supervisor – Options Module Examination – Series 9
  • General Securities Sales Supervisor – General Module Examination – Series 10
  • General Securities Principal Examination – Series 24
  • General Securities Representative Examination – Series 7TO
  • Securities Industry Essentials Examination – SIE
  • General Securities Representative Examination – Series 7
  • Uniform Combined State Law Examination – Series 66
  • Uniform Investment Adviser Law Examination – Series 65
  • Uniform Securities Agent State Law Examination – Series 63

She previously worked for the following firms:

  • Thrivent Investment Management (CRD#:18387)
  • NYLIFE Securities (CRD#:5167)
  • J.P. Morgan Securities (CRD#:18718)
  • Chase Investment Services (CRD#:25574)
  • Banc One Securities Corporation (CRD#:16999) 

Kurta Law Can Help

If you worked with Gina Aguilar and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.