George Jing Barred by FINRA and Fired by TransAmerica
George Jing (CRD #: 2835725) has been barred by FINRA following his termination from Transamerica Financial Advisors. This disclosure appears on his BrokerCheck record, accessed on November 25, 2025. Keep reading if you have questions regarding his alleged conduct.
FINRA Bar
On October 30, 2025, George Jing entered into an Acceptance, Waiver, and Consent agreement (AWC), in which he consented to the findings that he refused to provide information requested by FINRA as part of an investigation into his alleged undisclosed outside business activity or private securities transactions.
You can read a copy of the bar here.
Employment Separation After Allegations
August 11, 2025, TransAmerica Financial Advisors fired George Jing following allegations concerning undisclosed outside business activity and/or an undisclosed private securities transaction.
Outside Business and Selling Away
FINRA Rule 3270 requires brokers to inform their firm of any outside business activities or any investments sold away from the firm. The brokerage firm may prohibit the activity if the firm believes the proposed activity may compromise the broker’s duties. Firms may also require brokers to seek approval for any outside business.
Background Information
George Jing has passed the following exams:
- Series 65 Uniform Investment Adviser Law Examination
- Series 63 Uniform Securities Agent State Law Examination
- SIE – Securities Industry Essentials Examination
- Series 6 Investment Company Products/ Variable Contracts Representative Examination
- Series 26 Investment Company Products/Variable Contracts Principal Examination
He has registered with the following firms:
- TransAmerica Financial Advisors (CRD #: 16164)
- World Group Securities (CRD #: 114473)
- WMA Securities (CRD #: 32625)
Kurta Law Can Help
If you worked with George Jing and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.
For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.
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