Gary Barth Subject of a Death Benefit Rider for an Annuity

Gary Barth (CRD #: 2466996), a broker registered with Ameritas Investment Company, is the subject of an investor dispute. This is according to his BrokerCheck record, accessed on May 6, 2024. Keep reading if you have questions regarding his alleged conduct. 

Investor Allegations 

On February 8, 2024, investors named Gary Barth in allegations regarding a death benefit rider for an annuity. The investor sought $1,000,000 but the dispute was denied. 

Investors should know that firms can deny disputes without any external review. They can still recover losses following a denial. 

On December 19, 2019, investors alleged via FINRA arbitration that Gary Barth misrepresented REITs. The investor sought $600,000 and the dispute settled for $50,000. 

What Are REITs?

Real estate investment trusts (REITs) allow investors to generate returns from a portfolio of real estate without being directly involved in property management. However, REITs tend to be illiquid, which makes them unsuitable for many investors.

Misrepresentation 

FINRA Rule 2020 forbids the use of deceptive, manipulative, and otherwise fraudulent methods to influence the purchase and sale of securities. The misrepresentation or omission of material facts violates this rule.

Background Information 

Gary Barth has passed the following exams: 

• Series 63 Uniform Securities Agent State Law Examination 
• SIE – Securities Industry Essentials Examination 
• Series 7 General Securities Representative Examination 
• Series 6 Investment Company Products / Variable Contracts Representative Examination

He is a registered investment adviser in Nebraska and Texas. 

Gary Barth has registered with the following firms: Ameritas Investment Company (CRD #: 14869) and Ameritas Advisory Services (CRD #: 317245). 

Kurta Law Can Help 

If you have worked with Gary Barth and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.