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Investor Alleges Fred Fryer Gave Incorrect IRA Rollover Advice

Fred Fryer (CRD #: 5837984), a broker formerly registered with Raymond James Financial Services, is the subject of an investor dispute, according to his BrokerCheck record, accessed on June 1, 2025. Investors may have also worked with him through Raymond James Financial Services Advisors. Read on to learn more about his alleged conduct as a broker.

Investor Dispute

On February 13, 2025, an investor alleged that Fred Fryer gave incorrect advice concerning IRA rollover rules between July 1 and September 10, 2024, resulting in a tax consequence. The client seeks $55,423 in damages in this pending dispute.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Fred Fryer has passed the following exams:

  • Securities Industry Essentials Examination – SIE
  • General Securities Representative Examination – Series 7
  • Uniform Combined State Law Examination – Series 66

Fred Fryer is a registered broker in 22 states and a registered investment adviser in Arkansas and Texas.

He previously worked for Edward Jones (CRD#:250).

Kurta Law Can Help

If you worked with Fred Fryer and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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