Frank Coluccio Fired by Edward Jones

Frank Coluccio (CRD #: 2864400) was fired by Edward Jones. This disclosure appears on his BrokerCheck record, accessed on August 7, 2024. Details concerning this disclosure are provided below. 

Employment Separation After Allegations 

On June 27, 2024, Edward Jones fired Frank Caluccio following allegations that he did not adhere to firm policies relating to the disclosure of administrative actions and regulatory requests for information. 

Regulatory Action 

On June 4, 2024, the New York Department of Financial Services alleged that Frank Coluccio failed to report an administrative action entered by the Florida Department of Financial Services. 

High Standards of Commercial Honor

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Failing to respond to regulatory requests and failing to report an administrative action may violate this rule. 

Background Information 

Frank Coluccio has passed the following exams: 

• Series 66 Uniform Combined State Law Examination 
• Series 63 Uniform Securities Agent State Law Examination 
• Series 7TO General Securities Representative Examination 
• SIE – Securities Industry Essentials Examination 
• Series 6 Investment Company Products / Variable Contracts Representative Examination 

He has registered with the following firms: 

• Edward Jones (CRD #: 250) 
• Northwestern Mutual Investment Services (CRD #: 2881) 
• Robert W. Baird & Co. Incorporated (CRD #: 8158) 

Kurta Law Can Help 

If you have worked with Frank Coluccio and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.