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Fei Yang Fired from JPMorgan Chase Bank Over Alleged Misconduct

Fei Yang (CRD #: 7177613), a broker formerly registered with J.P. Morgan Securities, has been fired from the firm’s affiliate bank, according to her BrokerCheck record, accessed on November 13, 2024. If you want to know more about her alleged conduct as a broker, read on.

Termination from JPMorgan Chase Bank

On October 8, 2024, Fei Yang was fired from JPMorgan Chase Bank for allegedly switching the primary and secondary owners when opening bank certificates of deposit (CDs) for existing bank customers to make herself eligible for an incentive credit.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Fei Yang has passed the following exams:

  • Series 63 – Uniform Securities Agent State Law Examination
  • Series 6TO – Investment Company Products/Variable Contracts Representative Examination
  • SIE – Securities Industry Essentials Examination

She previously worked for J.P. Morgan Securities (CRD#:79).

Kurta Law Can Help

If you worked with Fei Yang and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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