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Fatima El-Hage Resigns from J.P. Morgan Securities

Fatima El-Hage (CRD #: 4301612), a broker formerly registered with J.P. Morgan Securities, resigned following alleged misconduct, according to her BrokerCheck record, accessed on July 12, 2023. If you have questions about her alleged conduct as a broker, keep reading.

Resignation from J.P. Morgan Securities

On May 12, 2023, Fatima El-Hage resigned from JPMorgan Chase Bank and J.P. Morgan Securities following allegations that she removed documents that contained personal customer information from the bank branch without authorization.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violations of other rules may also qualify as violations of FINRA Rule 2010.

Background Information

Fatima El-Hage has passed the following exams:

  • Series 65 – Uniform Investment Adviser Law Examination
  • Series 63 – Uniform Securities Agent State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 6 – Investment Company Products/Variable Contracts Representative Examination

She has also worked for the following firms:

  • J.P. Morgan Securities (CRD#:79)
  • Truist Investment Services (CRD#:17499)
  • PNC Investments (CRD#:129052)
  • First Tennessee Brokerage (CRD#:17117)
  • Banc of America Investment Services (CRD#:16361)

Kurta Law Can Help

If you worked with Fatima El-Hage and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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