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Evan Silverstein Faced a Dispute Regarding Unsuitable Investments

Sep 3, 2021 Unsuitable Investments

Evan Silverstein (CRD #: 4724661), a broker registered with MML Investors Services, recently faced an investor dispute, according to his BrokerCheck record, accessed on August 20, 2021. Details are provided below.

On June 7, 2021, an investor alleged that Evan Silverstein recommended an unsuitable investment. Evan Silverstein allegedly admitted that he had sold those same investments at a loss. She further alleged that Evan Silverstein sold her an unsuitable whole life insurance policy. The dispute was denied by the firm. Investors should know that denials do not mean that FINRA reviewed the dispute, and investors can still recover their losses following a denial.

Evan Silverstein Background Information

Evan Silverstein has passed the following exams:

  • Series 63 Uniform Securities Agent State Law Examination
  • Securities Industry Essentials Examination
  • Series 7 General Securities Representative Examination
  • Series 6 Investment Company Products/ Variable Contracts Representative Examination

He is a registered broker in seven states and is a registered investment adviser in New Jersey.

In his 17 years in the securities industry, Evan Silverstein has only worked with MML Investors Services (CRD #: 10409).

Kurta Law Can Help

If you worked with Evan Silverstein and you have concerns about your investments, contact Kurta Law today. Call 877-600-0098 or email info@kurtalawfirm.com.