Evan Bloomberg Allegedly Made Misrepresentations

Evan Bloomberg (CRD #: 2830072), a broker registered with UBS Financial Services, was involved in an investor dispute, according to his BrokerCheck record, accessed on September 1, 2025. Read on if you have questions about his alleged conduct as a broker.

Investor Dispute

On June 20, 2025, an individual with power of attorney alleged that Evan Bloomberg made misrepresentations between November 8, 2019, and December 6, 2024, when he claimed that a certain investment could not be moved to another product. The POA further alleged that he was later informed that the investment could be moved into another index-linked annuity.

This dispute was denied by the firm. However, investors can still pursue FINRA arbitration and potentially recover their losses even if a firm denies their dispute.

FINRA Rule 2020

FINRA Rule 2020 prohibits the use of manipulative, deceptive, or otherwise fraudulent tactics to influence investors’ decisions. This includes the misrepresentation or omission of information concerning an investment’s risks, fees, returns, or features.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Evan Bloomberg has passed the following exams:

• Securities Industry Essentials Examination – SIE
• General Securities Representative Examination – Series 7
• Research Analyst Exam – Part II Regulations Module – Series 87
• Uniform Combined State Law Examination – Series 66
• Uniform Securities Agent State Law Examination – Series 63

Evan Bloomberg is a registered broker in 32 states as well as the District of Columbia and Puerto Rico. He is also a registered investment adviser in six states.

He has also worked for Morgan Stanley & Company (CRD#:8209).

Kurta Law Can Help

If you worked with Evan Bloomberg and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.