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Ethan Martin Fired from Charles Schwab & Company

Ethan Martin (CRD #: 7376480), a broker formerly registered with Charles Schwab & Company, was fired from the firm, according to his BrokerCheck record, accessed on November 11, 2022. Read on if you have questions about his conduct as a broker.

Termination from Charles Schwab & Company

On September 15, 2022, Ethan Martin was fired from Charles Schwab & Company after allegedly emailing a screenshot of his personal account number to a client who requested direct deposit instructions.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. 

Background Information

Ethan Martin has passed the following exams:

  • Series 63 – Uniform Securities Agent State Law Examination
  • Series 7TO – General Securities Representative Examination
  • SIE – Securities Industry Essentials Examination

He previously worked for Charles Schwab & Company (CRD#:5393).

Kurta Law Can Help

If you worked with Ethan Martin and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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