Erin Chun Involved in Investor Dispute Alleging Misrepresentation
Erin Chun (CRD #: 4796281), a broker registered with MML Investors Services, is involved in an investor dispute, according to her BrokerCheck record, accessed on April 20, 2022.
According to the allegations filed on January 21, 2022, Erin Chun misrepresented the surrender charges and tax consequences associated with her client’s 2014 purchase of a variable annuity. Variable annuities come with a variety of fees, and the contracts are often too complex for investors (and brokers) to understand. The case is still pending.
FINRA Rule 2020 and 2010
FINRA Rule 2020 prohibits brokerage firms and stockbrokers from making material misrepresentations. Brokers are not allowed to make false or misleading statements about a financial product in order to convince a customer to invest. This unethical conduct also violates FINRA Rule 2010, which states that brokers must uphold high standards of commercial honor.
Erin Chun has passed the following exams:
- Series 63 – Uniform Securities Agent State Law Examination
- SIE – Securities Industry Essentials Examination
- Series 6 – Investment Company Products/Variable Contracts Representative Examination
She is a registered broker in 11 states.
Besides MML Investors Services, Erin Chun has also worked with MSI Financial Services (CRD #: 14251) and Metropolitan Life Insurance Company (CRD#:4095).
Kurta Law Can Help
If you have worked with Erin Chun and have concerns about your investments, don’t hesitate to contact us today at 877-600-0098 or email@example.com for a free consultation.
For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Please reach out if you have any questions about what steps to take next to recover your investment losses.