Erik Gomez-Ramirez (CRD #7322843) Has an Employment Separation Disclosure on FINRA BrokerCheck

Erik Gomez-Ramirez (CRD #7322843) was previously registered with Fidelity Brokerage Services LLC. He has an employment separation disclosure on FINRA BrokerCheck. We reviewed his BrokerCheck report on May 12, 2026. It reflects one termination disclosure. If you worked with Erik Gomez-Ramirez and have concerns, keep reading.

BrokerCheck link: BrokerCheck

BrokerCheck report: BrokerCheck Report (PDF)

Employment Separation

Erik Gomez FINRA BrokerCheck Report reflects one employment separation disclosure. A summary of the disclosure is below:

Fidelity Brokerage Services LLC discharged Erik Gomez on January 30, 2026. The firm reported that he placed non-business phone calls on a firm system. It said the calls appeared to create the impression of business activity. The firm said that activity level was relevant to manager assessments. Erik Gomez FINRA BrokerCheck Report lists the product type as no product.

Rule Summary #1: FINRA Rule 2010 (Standards of Commercial Honor)

FINRA Rule 2010 requires members to observe high standards of commercial honor. It also requires just and equitable principles of trade. Employment-related conduct concerns may raise questions about those standards.

Rule Summary #2: FINRA Rule 3110 (Supervision)

FINRA Rule 3110 requires firms to maintain a supervisory system for associated persons. It also requires written procedures designed to achieve compliance with securities laws and FINRA rules. Firm-system activity concerns may prompt review of supervision and controls.

Why This Matters to Investors (Regulation Best Interest)

Regulation Best Interest (Reg BI) is a U.S. securities regulation. It strengthens the standard of conduct that broker-dealers owe to retail investors. It applies when they recommend securities transactions or investment strategies. The U.S. Securities and Exchange Commission adopted Reg BI. It became effective on June 30, 2020. Reg BI aims to protect investors while preserving access to brokerage products and services.

Reg BI requires broker-dealers and financial advisors to act in a retail customer’s best interest at the time of a recommendation. They must not place their own financial or other interests ahead of the customer’s. This standard is higher than the older “suitability” rule. Suitability meant a recommendation only had to be appropriate. It did not have to be the best option or free of conflicts.

Disclosure Obligation – Broker-dealers must disclose material facts about the relationship and the recommendation. This includes fees, the scope of services, and conflicts of interest.

Care Obligation – Broker-dealers must use reasonable diligence, care, and skill. They must consider costs, risks, and alternatives when making a recommendation.

Conflict of Interest Obligation – Firms must identify conflicts of interest. They must disclose them and mitigate or eliminate them. This includes conflicts that create incentives to favor one product over another.

Compliance Obligation – Firms must maintain policies and procedures. Those policies should be designed to ensure compliance with Reg BI as a whole.

Reg BI applies to each recommendation. It is not a continuous duty like the fiduciary standard for registered investment advisers. Even so, it narrows the gap. It puts more focus on costs, conflicts, and investor-focused decision-making.

Overall, Regulation Best Interest promotes transparency. It also aims to improve the quality of investment recommendations. It is designed to reinforce trust between retail investors and broker-dealers in the U.S. securities markets.

Background Information (from BrokerCheck)

Based on Erik Gomez’s FINRA BrokerCheck report, Erik Gomez:

Is not currently registered as a broker.

Has passed the Securities Industry Essentials (SIE) exam. Erik Gomez has passed Series 7TO, Series 9, and Series 10. He has also passed Series 63.

Was previously registered with Fidelity Brokerage Services LLC from April 2021 to February 2026.

Kurta Law Can Help

If you have worked with Erik Gomez, Kurta Law may be able to help. The firm can review concerns about his activity. A securities attorney can assess potential claims. Counsel can also explain whether losses may be recoverable through FINRA arbitration or other avenues. To speak with Kurta Law, call 877-600-0098 or email info@kurtalawfirm.com.

Helpful resources: Securities Attorney | Securities Fraud Cases

For nearly 20 years, Kurta Law has advocated for investors. The firm has helped hold financial professionals accountable. Our firm represents clients nationwide in securities arbitration and related disputes. If you believe a broker or firm mishandled your account, an attorney can review the facts. Counsel can explain possible next steps.