Christian Odish (CRD #: 7935118), a broker registered with JP Morgan Securities, is the subject of an investigation. This disclosure appears on his BrokerCheck record, […]
Vanessa Sopke (CRD #: 4967464), a formerly registered broker with Cetera Investment Services, is the subject of an investor dispute. This disclosure appears on her […]
Diana Leon (CRD #: 4857407), a broker registered with Osaic Wealth, is the subject of an investor dispute. This disclosure appears on her BrokerCheck record, […]
James Kolbusz (CRD #: 3243023) has been fired by Merrill Lynch, Pierce, Fenner & Smith. This disclosure appears on his BrokerCheck record, accessed on December […]
Nicholas Iarrapino (CRD #: 7588258), a broker registered with Wells Fargo Advisors Financial Network, has voluntarily resigned from Morgan Stanley. This disclosure appears on his […]
Tomer Mizrahi (CRD #: 7554787), a broker registered with Wells Fargo Advisors Financial Network, voluntarily resigned from Morgan Stanley. This disclosure appears on his BrokerCheck […]
Jeffrey Fitz (CRD #: 2211620), a broker registered with LPL Financial, was fired by Raymond James Financial Services. This disclosure appears on his BrokerCheck record, […]
Patrick Klenner (CRD #: 5368461) has been fired by Thrivent Investment Management. This disclosure appears on his BrokerCheck record, accessed on December 18, 2025. Keep […]
Michael Muersch (CRD #: 5369896), a broker registered with Principal Securities, is the subject of an investor dispute. This disclosure appears on his BrokerCheck record, […]
James Doherty is the Subject of a Six-Figure Suitability Dispute
Dec 18, 2025
Unsuitable Investments
James Doherty (CRD #: 859862), a broker registered with Morgan Stanley, is the subject of an investor dispute. This disclosure appears on his BrokerCheck record, […]