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Eric Handis Fired by Empower Advisory Group

Eric Handis (CRD #: 2399280) has been fired by Empower Advisory Group. This disclosure appeared on his BrokerCheck record, accessed on October 7, 2025. Keep reading if you have questions regarding his alleged conduct. 

Employment Separation After Allegations 

On August 20, 2025, Empower Advisory Group fired Eric Handis following allegations that he sent documents to his personal email address and provided his personal cell phone number to clients on multiple occasions in violation of firm policies. 

High Standards of Commercial Honor

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Sending documents to a personal email address and providing a personal cell phone number to clients may violate this rule. 

Background Information 

Eric Handis has passed the following exams: 

  • Series 66 – Uniform Combined State Law Examination 
  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination
  • Series 6TO Investment Company/Variable Contracts Representative Examination 

He has registered with the following firms: 

  • Hornor Townsend & Kent (CRD #: 4031) 
  • Comerica Securities (CRD #: 17079) 
  • Cetera Investment Services (CRD #: 15340) 
  • Morgan Keegan & Company (CRD #: 4161) 
  • PFIC Securities Corporation (CRD #: 34941) 

Kurta Law Can Help 

If you have worked with Eric Handis and you have concerns about your investments, do not hesitate to contact us at 877-600-0098 or info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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