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Eric Felsenfeld Allegedly Misrepresented GWG L Bonds

Eric Felsenfeld (CRD #: 4496689, a broker registered with Ameriprise Financial Services, is the subject of an investor dispute. This is according to his BrokerCheck record, accessed on September 14, 2025. Keep reading if you have questions concerning his alleged conduct. 

Investor Disputes 

On June 5, 2025, an investor alleged that Eric Felsenfeld misrepresented the safety of investments, specifically GWG L Bonds and Spring Hill Holdings investments. The investor further alleged that these recommendations violated the Suitability Rule and engaged in negligence. The investor is seeking $100,000. 

On December 3, 2024, investors alleged that Eric Felsenfeld misled them regarding GWG L Bonds. 

Misrepresentation 

FINRA Rule 2020 prohibits the use of deceptive, manipulative, and otherwise fraudulent methods to influence the purchase and sale of securities. The misrepresentation or omission of material facts violates this rule.

Settled Disputes

Three investor disputes on his record were collectively resolved for $78,406. 

Background Information 

Eric Felsenfeld has passed the following exams: 

  • Series 66 Uniform Combined State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 31 Futures Managed Funds Examination 
  • Series 7 General Securities Representative Examination

He is a registered broker and investment adviser in Maryland and Texas. He is a registered broker in 14 states and D.C. 

During his 22 years of experience, he has registered with eight firms: 

  • Ameriprise Financial Services (CRD #: 6363) 
  • Kingswood Capital Partners (CRD #: 288898) 
  • Kingswood Wealth Advisors (CRD #: 288792) 
  • Nigara International Capital Limited (CRD #: 135327) 
  • H. Beck (CRD #: 1763) 
  • Amerivest Investment Management (CRD #: 111514) 
  • TD Ameritrade (CRD #: 7870) 
  • Morgan Stanley (CRD #: 7556) 

Kurta Law Can Help

If you worked with Eric Felsenfeld and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

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