Key Investment Services Fires Emily Pich
Emily Pich (CRD #5456146) was recently fired by Key Investment Services according to her BrokerCheck record, accessed on April 5, 2022. Details about her termination are provided below.
On December 9, 2021, Key Investment Services fired Emily Pich following allegations that she improperly handled her family members’ accounts, specifically a retirement investment account titled in her mother’s name holding a linked fixed annuity. Key Investment Services allegedly identified signature discrepancies following a review of withdrawal request forms maintained by the insurance carrier.
FINRA Rule 2150
FINRA Rule 2150 states that no stockbroker shall make improper use of investor funds.
Emily Pich also allegedly violated FINRA Rule 2010, which states that brokers must uphold high standards of commercial honor.
Emily Pich has passed the following exams:
- Series 63 – Uniform Securities Agent State Law Examination
- SIE – Securities Industry Essentials Examination
- Series 6 – Investment Company Products/Variable Contracts Representative Examination
Besides Key Investment Services, she has also worked with Chase Investment Services Corp (CRD#:25574).
Kurta Law Can Help
If you have worked with Emily Pich and have concerns about your investments, don’t hesitate to contact us today at 877-600-0098 or firstname.lastname@example.org for a free consultation.
For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.