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Elizabeth Ortiz is the Subject of Front Running Allegtions

Securities Lawyer Jonathan Kurta
By: Jonathan Kurta Author
October 9, 2025 at 1:53am

Elizabeth Ortiz (CRD #: 6818113), a broker registered with Charles Schwab & Co., is the subject of an investor dispute. This disclosure appears on her BrokerCheck record, accessed on October 8, 2025. Keep reading if you have questions regarding her alleged conduct. 

Investor Dispute

On September 11, 2025, an investor alleged that Elizabeth Ortiz engaged in front running. 

Front running is a type of stock market manipulation that involves using non-public information to assert an unfair advantage when placing trades. 

High Standards of Commercial Honor

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Front running violates this rule. 

Background Information 

Elizabeth Ortiz has passed the following exams: 

  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 
  • Series 9 General Securities Sales Supervisor – Options Module Examination 
  • Series 10 General Securities Sales Supervisor – General Module Examination 

Kurta Law Can Help 

If you have worked with Elizabeth Ortiz and you have concerns about your investments, do not hesitate to contact us at 877-600-0098 or info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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