Edward Sunter is the Subject of Misrepresentation Allegations
Edward Sunter (CRD #: 1052047), a broker registered with MML Investors Services, is the subject of an investor dispute. This dispute appears on his BrokerCheck record, accessed on December 19, 2023. Keep reading if you have questions regarding his alleged conduct.
On November 14, 2023, an investor alleged that he was told his variable life insurance policy would pay dividends for the life of the policy and that the dividends would be used to pay the loans against the policy. The investor alleged that this has not happened and that the policy is useless.
Misrepresentation
FINRA Rule 2020 prohibits the misrepresentation of investments and omission of material facts. Material facts include information about an investment’s dividends.
FINRA Rule 2010
FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violations of FINRA Rule 2020 also violate this rule.
Background Information
Edward Sunter has passed the following exams:
- Series 63 Uniform Securities Agent State Law Examination
- SIE – Securities Industry Essentials Examination
- Series 6 Investment Company Products / Variable Contracts Representative Examination
He is a registered broker in nine states.
Edward Sunter has registered with the following firms: MML Investors Services (CRD #: 10409) and Massachusetts Mutual Life Insurance Company (CRD #: 2682).
Kurta Law Can Help
If you have worked with Edward Sunter and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or info@kurtalawfirm.com for a free consultation.
For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.