Edgar Hull Allegedly Failed to Follow Instructions

Edgar Hull (CRD #:5389950), a registered broker and investment advisor with UBS Financial Services, is involved in an investor dispute, according to his BrokerCheck record, accessed on December 6, 2021.  

According to the allegations filed on October 5, 2021, Edgar Hull failed to liquidate a client’s shares as instructed. The client further alleges that his shares were sold well below what he authorized and that he was not a party to that decision to sell at that price. The case is still pending.  

It is the duty of a broker to perform a customer’s orders promptly in a manner best suited to serve the customer’s best interest. When a broker fails to follow your instruction or execute your order promptly, you may be able to recover your investment losses through FINRA arbitration. 

• Failure to follow customer instructions, both as directed and promptly, violates FINRA Rule 2010, which requires all registered members to observe high standards of commercial honor and just principles in their business dealings.  
• FINRA Rule 5310 states that brokers must ascertain the best market and the best price for a transaction.  

Background Information 

Edgar Hull has passed the following exams: 

• Series 66 – Uniform Combined State Law Examination 
• SIE – Securities Industry Essentials Examination 
• Series 7 – General Securities Representative Examination 

Edgar Hull is a registered broker in 50 states, Washington D.C., and Puerto Rico. He is also a registered investment advisor in Texas. 

Besides UBS Financial Services, Edgar Hull has not worked with any other firm. 

Kurta Law Can Help 

If you have worked with Edgar Hull and have concerns about your investments, don’t hesitate to contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.