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Ed Maklouf Embroiled in Two Pending Investor Disputes 

Apr 12, 2022 Unsuitable Investments

Ed Maklouf (CRD #:6092943), a broker registered with Spartan Capital Securities, is involved in two pending investor disputes, according to his BrokerCheck record, accessed on April 5, 2022. 

Investor Allegations

  1. On December 10, 2021, Ed Maklouf was named in an investor dispute alleging churning, unsuitability, breach of fiduciary duty, misrepresentation, failure to supervise, and unauthorized trading. The investor is seeking $350,343.10.
  2. On December 23, 2020, he was involved in an investor dispute alleging churning, unsuitability, breach of fiduciary duty, breach of contract, and misrepresentation. The investor is seeking $414,744.

Background Information

Ed Maklouf has passed the following exams:

  • Series 63 - Uniform Securities Agent State Law Examination
  • SIE - Securities Industry Essentials Examination
  • Series 7 - General Securities Representative Examination

He is a registered broker in 50 states and Washington DC.

Besides Spartan Capital Securities, Ed Maklouf has also worked with Worden Capital Management (CRD#:148366) and Legend Securities (CRD#:44952)

Kurta Law Can Help

If you have worked with Ed Maklouf and have concerns about your investments, don't hesitate to contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Please reach out if you have any questions about what steps to take next to recover your investment losses.