Dyland Hales Allegedly Misled an Investor
Dylan Hales (CRD #: 6703890), a broker registered with Edward Jones, is involved in a six-figure investor dispute, according to his BrokerCheck record, accessed on May 16, 2022. If you have concerns about his conduct as a broker, keep reading.
On February 28, 2022, an investor alleged Dylan Hales misled them regarding tax implications related to selling equity. The investor is seeking $150,000; the dispute is pending.
FINRA Rule 2020
FINRA Rule 2020 prohibits misrepresentations and omissions. Stock brokers are not allowed to omit material facts that may influence a customer’s decision to invest.
Dylan Hales has passed the following exams:
- Series 66 Uniform Combined State Law Examination
- SIE – Securities Industry Essentials Examination
- Series 7 General Securities Representative Examination
He is a registered broker in 13 states and is a registered investment adviser in North Carolina.
Dylan Hales has only ever registered with Edward Jones (CRD #: 250).
Kurta Law Can Help
If you worked with Dylan Hales and have concerns about your investments, please contact us today at 877-600-0098 or email@example.com for a free consultation.
For nearly 20 years, Kurta Law has advocated on behalf of investors recovering their investment losses from stockbrokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors. We work on a contingency basis, which means that the firm only earns a fee if our securities attorneys recover money on your behalf. Reach out and we can tell you what steps to take to restore your lost funds.