Dustin Hall Allegedly Misrepresented Mutual Fund
Dustin Hall (CRD #: 5790415), a broker registered with J.P. Morgan Securities, is the subject of a pending dispute, according to his BrokerCheck record, accessed on May 18, 2023. Read on if you have questions about his alleged conduct as a broker.
On March 29, 2023, an investor alleged that Dustin Hall made a misrepresentation with regard to a bond mutual fund on December 29, 2022. This dispute is currently pending.
FINRA Rule 2020
FINRA Rule 2020 bans the use of deceptive, manipulative, and otherwise fraudulent methods to influence the purchase and sale of securities. Misrepresenting an investment’s fees, limitations, or other features violates this rule.
FINRA Rule 2010
FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violations of many other rules may also qualify as violations of FINRA Rule 2010.
Dustin Hall has passed the following exams:
- Series 66 – Uniform Combined State Law Examination
- SIE – Securities Industry Essentials Examination
- Series 7 – General Securities Representative Examination
Dustin Hall is a registered broker in eight states and a registered investment adviser in Arkansas and Texas.
He has also worked for Edward Jones (CRD#:250) and Merrill Lynch, Pierce, Fenner & Smith (CRD#:7691).
Kurta Law Can Help
If you worked with Dustin Hall and you have concerns about your investments, please contact us today at 877-600-0098 or firstname.lastname@example.org for a free consultation.
For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.