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Dustin Hall Allegedly Misrepresented Mutual Fund

Dustin Hall (CRD #: 5790415), a broker registered with J.P. Morgan Securities, is the subject of a pending dispute, according to his BrokerCheck record, accessed on May 18, 2023. Read on if you have questions about his alleged conduct as a broker.

Investor Dispute

On March 29, 2023, an investor alleged that Dustin Hall made a misrepresentation with regard to a bond mutual fund on December 29, 2022. This dispute is currently pending.

FINRA Rule 2020

FINRA Rule 2020 bans the use of deceptive, manipulative, and otherwise fraudulent methods to influence the purchase and sale of securities. Misrepresenting an investment’s fees, limitations, or other features violates this rule.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violations of many other rules may also qualify as violations of FINRA Rule 2010.

Background Information

Dustin Hall has passed the following exams:

  • Series 66 – Uniform Combined State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination

Dustin Hall is a registered broker in eight states and a registered investment adviser in Arkansas and Texas.

He has also worked for Edward Jones (CRD#:250) and Merrill Lynch, Pierce, Fenner & Smith (CRD#:7691).

Kurta Law Can Help

If you worked with Dustin Hall and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

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