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Dorann Hurley Named in a Half-Million-Dollar Dispute

Dorann Hurley (CRD #: 1782641), a broker registered with Geneos Wealth Management, is the subject of an investor dispute. This disclosure appears on her BrokerCheck record, accessed on December 1, 2023. Investors may also have engaged her services through Hurley Financial Group. 

On September 26, 2023, investors alleged that Dorann Hurley failed to properly manage accounts. Various causes of action allegedly arose from the account management issues. 

The investor is seeking $519,475. 

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Failure to manage accounts may violate this rule. 

Background Information 

Dorann Hurley has passed the following exams: 

  • Series 65 Uniform Investment Adviser Law Examination 
  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 
  • Series 6 Investment Company Products / Variable Contracts Representative Examination 
  • Series 53 Municipal Securities Principal Examination 
  • Series 24 General Securities Principal Examination 
  • Series 26 Investment Company Products/Variable Contracts Principal Examination 

She is a registered broker in 14 states and is a registered investment adviser in California and Oregon. 

During her 35 years of experience, she has registered with five firms: 

  • Geneos Wealth Management (CRD #: 120894) 
  • Hurley Financial Group (CRD #: 108983) 
  • AIG Financial Advisors (CRD #: 133763) 
  • SunAmerica (CRD #: 20068) 
  • Hartford Equity Sales Company (CRD #: 6604) 

Kurta Law Can Help 

If you have worked with Dorann Hurley and have concerns about your investments, don’t hesitate to contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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