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Donald Osten Named in Dispute Seeking Six-Figure Damages

Donald Osten (CRD #: 3084914), a broker registered with Edward Jones, is involved in a pending dispute, according to his BrokerCheck record, accessed on May 24, 2023. Keep reading if you have questions about his alleged conduct as a broker.

Investor Dispute

On March 28, 2023, an investor alleged that Donald Osten and other individuals failed to take proper steps to stop transfers to an online scammer that the client authorized from 2019-2021. The client seeks $400,000 in damages in this pending dispute.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Donald Osten has passed the following exams:

  • Series 66 – Uniform Combined State Law Examination
  • Series 63 – Uniform Securities Agent State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination

Donald Osten is a registered broker in 18 states and a registered investment adviser in Indiana and Texas.

Kurta Law Can Help

If you worked with Donald Osten and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

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