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Dmitriy Gusev Fired by Charles Schwab Following Allegations

Dmitriy Gusev (CRD #: 6450372) has been terminated by Charles Schwab & Co. This disclosure appears on his BrokerCheck record, accessed on May 10, 2024. Keep reading if you have questions regarding his alleged conduct. 

Employment Separation After Allegations 

On March 20, 2024, Charles Schwab & Co. fired Dmitriy Gusev following allegations that he improperly altered a client document. 

High Standards of Commercial Honor 

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Improperly altering a client document violates this rule. 

Background Information 

Dmitriy Gusev has passed the following exams:

  • Series 65 Uniform Investment Adviser Law Examination 
  • Series 63 Uniform Securities Agent State Law Examination 
  • Series 7TO General Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 6 Investment Company Products / Variable Contracts Representative Examination 

During his eight years of experience, he has registered with three firms: 

  • Charles Schwab & Co. (CRD #: 5393) 
  • CitiGroup Global Markets (CRD #: 7059) 
  • Wells Fargo Advisors (CRD #: 19616) 

Kurta Law Can Help 

If you have worked with Dmitriy Gusev and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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