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Dimitar Mushkov Named in Allegation of Misrepresentation

Dimitar Mushkov (CRD #: 5699156), a broker registered with Cetera Investment Services, was involved in a recent dispute, according to his BrokerCheck record, accessed on June 26, 2022. If you have questions about Dimitar Mushkov’s conduct as a broker, read on.

Alleged Misrepresentation

On April 18, 2022, an investor alleged that Dimitar Mushkov made a misrepresentation. This dispute was denied by the firm.

However, investors should be aware that firms can deny disputes without a third-party review. Investors may be able to recoup their losses after a denial by seeking out FINRA arbitration.

FINRA Rule 2020

Misrepresentation violates FINRA Rule 2020, which prohibits the use of deception, manipulation, and other fraudulent means of influencing the purchase and sale of securities.

Background Information

Dimitar Mushkov has passed the following exams:

  • Series 66 – Uniform Combined State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination

Dimitar Mushkov is a registered broker in seven states and a registered investment adviser in Missouri.

He has also worked for the following firms:

  • PNC Investments (CRD#:129052)
  • LPL Financial (CRD#:6413)
  • Saxony Securities (CRD#:115547)
  • Krilogy Financial (CRD#:149046)
  • Purshe Kaplan Sterling Investments (CRD#:35747)
  • MetLife Securities (CRD#:14251)
  • Edward Jones (CRD#:250)

Kurta Law Can Help

If you worked with Dimitar Mushkov and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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