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Deborah Stackpole is the Subject of a GWG L Bond Dispute

Deborah Stackpole (CRD #: 4969850), a broker registered with Stonecrest Capital Markets, is the subject of an investor dispute. This is according to her BrokerCheck record, accessed on April 25, 2024. Keep reading if you have questions regarding her alleged conduct. 

Investor Allegations 

On October 27, 2022, an investor alleged that Deborah Stackpole offered poor advice related to GWG L Bonds. The investor is seeking $300,000. 

On February 28, 2024, Stonecreast Capital Markets alleged it had received a FINRA arbitration notice regarding allegations concerning GWG L Bonds and Northstar Healthcare Income investments. 

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Poor investment recommendations may violate this rule. 

Background Information 

Deborah Stackpole has passed the following exams: 

  • Series 66 – Uniform Combined State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination

She is a registered broker in eleven states and is a registered investment adviser in New Jersey, New York, and Pennsylvania. 

During her 18 years of experience, Deborah Stackpole has registered with five firms: 

  • Stonecrest Capital Markets (CRD #: 39616) 
  • Stonecrest Advisors (CRD #: 142095) 
  • Royal Alliance Associates (CRD #: 23131) 
  • Investment Advisors Asset Management (CRD #: 128716) 
  • Investment Advisors & Consultants (CRD #: 7996) 

Kurta Law Can Help 

If you have worked with  Deborah Stackpole and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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