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Deborah Jackman is Facing Allegations that She Embezzled from a Client

Deborah Jackman (CRD #: 2799705), a broker registered with UBS Financial Services, is the subject of an investor dispute. This disclosure appears on her BrokerCheck record, accessed on April 25, 2024. Keep reading if you have questions regarding her alleged conduct. 

Investor Allegations 

On February 29, 2024, the stepson and successor of an investor’s estate, alleged that Deborah Jackman exerted undue influence and financially exploited the decedent. The stepson further alleged that she embezzled and alienated the decedent’s property. 

High Standards of Commercial Honor 

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Financial elder exploitation violates this rule. 

Background Information 

Deborah Jackman has passed the following exams: 

  • Series 65 Uniform Investment Adviser Law Examination 
  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination on
  • Series 9 General Securities Sales Supervisor – Options Module Examination   
  • Series 10 General Securities Sales Supervisor – General Module Examination 
  • Series 8 General Securities Sales Supervisor Examination (Options Module & General Module) 

She is a registered broker in 15 states and is a registered investment adviser in Washington. 

Kurta Law Can Help 

If you have worked with Deborah Jackman and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.