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Dawn Hines Allegedly Mismanaged an Annuity

Dawn Hines (CRD #: 5891974), a broker registered with Edward Jones, is involved in an investor dispute involving an annuity. This is according to her BrokerCheck record, accessed on June 22, 2022. Details are provided below.

On April 12, 2022, an investor alleged that the liquidation of an annuity led to tax liability and penalties that disqualified the investor from receiving social security payments and American Rescue Plan stimulus benefits. The investor is seeking $100,000 in damages; the dispute is pending.

FINRA Rule 2010 requires investors to uphold high standards of commercial honor.

Background Information

Dawn Hines has passed the following exams:

  • Series 66 Uniform Combined State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 General Securities Representative Examination

She is a registered broker in 18 states and a registered investment adviser in Indiana and Texas.

Dawn Hines has only registered with Edward Jones (CRD #: 250).

Kurta Law Can Help

If you worked with Dawn Hines and you have concerns about your investments, please contact us today at 877-600-0098 or for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.