Dawn Hines Allegedly Mismanaged an Annuity
Dawn Hines (CRD #: 5891974), a broker registered with Edward Jones, is involved in an investor dispute involving an annuity. This is according to her BrokerCheck record, accessed on June 22, 2022. Details are provided below.
On April 12, 2022, an investor alleged that the liquidation of an annuity led to tax liability and penalties that disqualified the investor from receiving social security payments and American Rescue Plan stimulus benefits. The investor is seeking $100,000 in damages; the dispute is pending.
FINRA Rule 2010 requires investors to uphold high standards of commercial honor.
Dawn Hines has passed the following exams:
- Series 66 Uniform Combined State Law Examination
- SIE – Securities Industry Essentials Examination
- Series 7 General Securities Representative Examination
She is a registered broker in 18 states and a registered investment adviser in Indiana and Texas.
Dawn Hines has only registered with Edward Jones (CRD #: 250).
Kurta Law Can Help
If you worked with Dawn Hines and you have concerns about your investments, please contact us today at 877-600-0098 or firstname.lastname@example.org for a free consultation.
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