David Snider Fired from Wells Fargo Clearing Services

David Snider (CRD #: 2820427), a broker registered with Oppenheimer & Company, was fired from his previous firm, according to his BrokerCheck record, accessed on July 27, 2025. Keep reading if you want to know more about his alleged conduct as a broker.

Termination from Wells Fargo Clearing Services

On April 16, 2025, David Snider was fired from Wells Fargo Clearing Services for allegedly accepting a personal loan from a client.

FINRA Rule 3240

FINRA Rule 3240 describes the circumstances under which brokers may borrow from or lend to clients.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

David Snider has passed the following exams:

• General Securities Sales Supervisor – General Module Examination – Series 10
• General Securities Sales Supervisor – Options Module Examination – Series 9
• General Securities Principal Examination – Series 24
• Securities Industry Essentials Examination – SIE
• General Securities Representative Examination – Series 7
• Uniform Combined State Law Examination – Series 66
• Uniform Securities Agent State Law Examination – Series 63

David Snider is a registered broker in 19 states and the District of Columbia.

He has also worked for the following firms:

• Wells Fargo Advisors (CRD#:19616) 
• Wells Fargo Clearing Services (CRD#:19616)
• Merrill Lynch, Pierce, Fenner & Smith (CRD#:7691)
• Advest (CRD#:10)
• UBS PaineWebber (CRD#:8174)
• J.C. Bradford & Company (CRD#:1287)
• Lebenthal & Company (CRD#:6490)
• Madison Capital Markets (CRD#:3059)
• Millennium Securities Corporation (CRD#:31695) 

Kurta Law Can Help

If you worked with David Snider and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.