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David Shaulson Fired from Northwestern Mutual Investment Services

Securities Lawyer Jonathan Kurta
By: Jonathan Kurta Author
July 8, 2025 at 11:36pm

David Shaulson (CRD #: 1243272), a broker formerly registered with Northwestern Mutual Investment Services, was fired from that firm, according to his BrokerCheck record, accessed on June 1, 2025. If you have questions about his alleged conduct as a broker, keep reading.

Termination from Northwestern Mutual Investment Services

On February 13, 2025, David Shaulson was fired from Northwestern Mutual Investment Services for allegedly violating firm policies.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

David Shaulson has passed the following exams:

  • Securities Industry Essentials Examination – SIE
  • General Securities Representative Examination – Series 7
  • Investment Company Products/Variable Contracts Representative Examination – Series 6
  • Uniform Securities Agent State Law Examination – Series 63

He previously worked for Northwestern Mutual Investment Services (CRD#:2881) and Robert W. Baird & Company (CRD#:8158).

Kurta Law Can Help

If you worked with David Shaulson and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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