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David Peterson of Morgan Stanley Facing Allegations He Failed to Follow Instructions

David Peterson (CRD #: 4556938) a broker registered with Morgan Stanley in St. Paul, Minnesota, is involved in an investor dispute, according to his BrokerCheck record, accessed on September 9, 2021.

On July 22, 2021, a client alleged that David Peterson of Morgan Stanley failed to follow his investor’s instructions with respect to investments placed from 2018 to 2021.

David Peterson Background Information

David Peterson has passed the following exams:

  • Series 66 Uniform Combined State Law Examination
  • Securities Industry Essentials Examination
  • Series 7 General Securities Representative Examination

He is a registered broker in 33 states and is a registered investment adviser in Iowa, Texas, and Minnesota.

David Peterson is registered as a broker and an investment adviser with Merrill Lynch, Pierce, Fenner & Smith.

Kurta Law Can Help

If you worked with David Peterson and you have concerns about your investments, contact Kurta Law today. Call 877-600-0098 or email info@kurtalawfirm.com.

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