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David Lambo Subject of Pending Investor Dispute

David Lambo (CRD #: 6638706), a broker registered with Edward Jones, is involved in a pending dispute, according to his BrokerCheck record, accessed on November 28, 2022. Keep reading to learn more about his conduct as a broker.

Investor Dispute

On October 11, 2022, an investor alleged that David Lambo refused to help him move his funds. This dispute is pending.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. A refusal to help an investor move funds could be a violation of FINRA Rule 2010. If you have questions about your broker’s conduct, you should reach out to a securities attorney today. 

Background Information

David Lambo has passed the following exams:

  • Series 66 – Uniform Combined State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination

David Lambo is a registered broker in 15 states and a registered investment adviser in Texas and Washington.

Kurta Law Can Help

If you worked with David Lambo and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.