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David Cooper is the Subject of an Investigation Regarding Stock Market Manipulation

David Cooper (CRD #: 5357930), a previously registered broker with Joseph Gunnar & Co., is the subject of an investigation. This disclosure appears on his BrokerCheck record, accessed on August 5, 2024. Keep reading if you have questions regarding his alleged conduct. 

Investigation 

On May 30, 2024, David Cooper’s legal counsel allegedly advised that he was “the subject of” and a “person of interest” regarding an ongoing Federal Market Manipulation Sweep. 

Stock market manipulation comprises a range of misconduct, including insider trading, pump-and-dump schemes, matched trades, wash trading, and marking the close. 

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Stock market manipulation violates this rule. 

Background Information 

David Cooper has passed the following exams: 

  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 

Kurta Law Can Help 

If you have worked with David Cooper and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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