David Bingham Fired After Allegedly Violating Firm Policies
David Bingham (CRD #: 6655063), a broker formerly registered with Edward Jones, has been fired, according to his BrokerCheck record, accessed on February 7, 2022. Keep reading for the details on his termination.
On December 10, 2021, David Bingham was fired by Edward Jones following allegations that he violated firm policies relating to the privacy of firm information. The allegations do not state what firm information David Bingham failed to adequately handle. Investors should know, however, that SEC Regulation S-P requires broker-dealers and investment companies to “adopt written policies and procedures that address administrative, technical, and physical safeguards for the protection of customer records and information.”
David Bingham has passed the following exams:
- Series 66 Uniform Combined State Law Examination
- SIE – Securities Industry Essentials Examination
- Series 7 General Securities Representative Examination
Kurta Law Can Help
If you have worked with David Bingham and have concerns about your investments, don’t hesitate to contact us today at 877-600-0098 or firstname.lastname@example.org for a free consultation.
For nearly 20 years, Kurta Law has advocated on behalf of investors who have lost money following broker fraud or misconduct. Kurta Law is a nationally recognized law firm and exclusively represents investors on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Our attorneys will work tirelessly to restore your lost funds and get your financial future back on track.