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Dasha Glo Resigned from Wells Fargo Following Firm Allegations 

Securities Lawyer Jonathan Kurta
By: Jonathan Kurta Author
August 8, 2023 at 3:58pm

Dasha Glo (CRD #: 6243301) is no longer registered with Wells Fargo Clearing Services. This disclosure appears in her BrokerCheck record, accessed on August 4, 2023. For more information on her resignation, keep reading. 

On June 30, 2023, Dasha Glo voluntarily resigned from Wells Fargo. The firm disclosed it was reviewing unauthorized client asset transfers. 

FINRA Rule 2150 

FINRA Rule 2150 prohibits the improper use of investors’ funds. 

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Unauthorized asset transfers violate this rule. 

Background Information 

Dasha Glo has passed the following exams: 

  • Series 66 Uniform Combined State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 

Dasha Glo has worked with the following firms: 

  • Wells Fargo Clearing Services (CRD #: 19616) 
  • LPL Financial (CRD #: 6413) 
  • Northwestern Mutual Investment Services (CRD #: 2881) 
  • Sprott Global Resource Investment LTD (CRD #: 35878) 
  • AXA Advisors (CRD #: 6627) 

Kurta Law Can Help

If you worked with Dasha Glo and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.

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