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Danniel Kazi Fired from Fidelity Brokerage Services

Danniel Kazi (CRD #: 6951051), a broker formerly registered with Fidelity Brokerage Services, was fired from that firm, according to his BrokerCheck record, accessed on October 29, 2022. If you want to know more about his conduct as a broker, read on.

Termination from Fidelity Brokerage Services

On August 11, 2022, Danniel Kazi was fired from Fidelity Brokerage Services following allegations that he posted unapproved content on his social media account(s) that referenced an unapproved financial consulting service.

FINRA Rule 2210

FINRA Rule 2210 requires firms to review and approve communications with the public before their publication. Communications cannot contain misrepresentations, omissions, or misleading statements.

FINRA Rule 3270

FINRA Rule 3270 requires brokers to request approval from their firm for any business activities they engage in outside of their firm.

Other business activities

Danniel Kazi’s detailed BrokerCheck report currently lists one outside business activity as a driver for Lyft. 

Background Information

Danniel Kazi has passed the following exams:

  • Series 63 – Uniform Securities Agent State Law Examination
  • Series 65 – Uniform Investment Adviser Law Examination
  • Series 7TO – General Securities Representative Examination
  • SIE – Securities Industry Essentials Examination

He previously worked for the following firms:

  • Fidelity Brokerage Services (CRD#:7784)
  • CUSO Financial Services (CRD#:42132)
  • GWN Securities (CRD#:128929)

Kurta Law Can Help

If you worked with Danniel Kazi and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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