Daniel Pikula is the Subject of Multiple Investor Disputes

Daniel Pikula (CRD #: 2563165), a broker registered with Emerson Equity, is the subject of an investor dispute. This is according to his BrokerCheck record, accessed on September 12, 2025. Keep reading if you have questions regarding his alleged conduct. 

Investor Dispute

On June 6, 2025, an investor alleged that Daniel Pikula engaged in negligence and misrepresentation. He also allegedly violated federal securities laws and Regulation Best Interest. The investor is seeking $100,000. 

On May 26, 2025, an investor alleged that Daniel Pikula engaged in negligence, fraud, and a violation of the Florida securities and investor protection act. 

The investor is seeking $1.5 million. 

Negligence

Many types of broker misconduct may qualify as negligence. Typical examples include unsuitable investment recommendations, misrepresentations or omissions of material facts, and failure to follow instructions.

Investors who believe their losses are the result of broker negligence may be able to recover their funds through FINRA arbitration.

Misrepresentation 

FINRA Rule 2020 prohibits the use of deceptive, manipulative, and otherwise fraudulent methods to influence the purchase and sale of securities. The misrepresentation or omission of material facts violates this rule.

Background Information 

Daniel Pikula has passed the following exams: 

• Series 66 Uniform Combined State Law Examination
• Series 63 Uniform Securities Agent State Law Examination 
• SIE – Securities Industry Essentials Examination 
• Series 7 General Securities Representative Examination 

He is a registered broker and investment advisor in Florida. He is a registered broker in five states. 

Daniel Pikula has registered with the following firms: 

• Emerson Equity (CRD #: 130032) 
• Money Manager (CRD #: 171034) 
• Revere Securities (CRD #: 14178) 
• Newbridge Securities Corporation (CRD #: 104065) 
• Newbridge Financial Services Group (CRD #: 130814) 

Kurta Law Can Help

If you worked with Daniel Pikula and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.