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Daniel Barbour Fired from ADP Broker-Dealer

Daniel Barbour (CRD #: 7142397), a broker formerly registered with ADP Broker-Dealer, was fired following alleged misconduct, according to his BrokerCheck record, accessed on July 11, 2023. If you have questions about his alleged conduct as a broker, read on.

Termination from ADP Broker-Dealer

On May 25, 2023, Daniel Barbour was fired by ADP Inc., an affiliate of ADP Broker-Dealer, for allegedly violating ADP Inc.’s Code of Business Conduct & Ethics. The disclosure does not specify which part of the code he allegedly violated. 

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Many violations of firm conduct also violate this rule. 

Background Information

Daniel Barbour has passed the following exams:

  • Series 63 – Uniform Securities Agent State Law Examination
  • Series 6TO – Investment Company Products/Variable Contracts Representative Examination
  • SIE – Securities Industry Essentials Examination

He previously worked for ADP Broker-Dealer (CRD#:37693).

Kurta Law Can Help

If you worked with Daniel Barbour and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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