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Cory Clem Fired from Edward Jones Over Alleged Misuse of Client Information

Cory Clem (CRD #: 5760743), a broker registered with Ameriprise Financial Services, was fired from his previous firm, according to his BrokerCheck record, accessed on March 13, 2023. Read on if you have questions about his alleged conduct as a broker.

Termination from Edward Jones

On January 20, 2023, Cory Clem was fired from Edward Jones allegedly following an internal review into the possible misuse of client information and his alleged failure to be forthcoming during that review.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Cory Clem has passed the following exams:

  • Series 66 – Uniform Combined State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination

Cory Clem is a registered broker in 30 states and a registered investment adviser in Illinois and Texas.

He previously worked for Edward Jones (CRD#:250).

Kurta Law Can Help

If you worked with Cory Clem and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.

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