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Connor Fuchs Fired from Steward Partners Investment Solutions

Connor Fuchs (CRD #: 6602274), a broker formerly registered with Steward Partners Investment Solutions, was fired from his firm, according to his BrokerCheck record, accessed on February 15, 2023. If you have questions about his alleged conduct as a broker, keep reading.

Termination from Steward Partners Investment Solutions

On December 28, 2022, Connor Fuchs was fired from Steward Partners Investment Solutions for allegedly violating firm policies with regard to outside business activities.

FINRA Rule 3270

FINRA Rule 3270 requires brokers to seek approval from their firm before engaging in outside business activities.

Other business activities

Connor Fuchs’ detailed BrokerCheck report lists the following outside business activities:

  • Owner and registered investment advisor with Steward Partners Global Advisory.
  • Owner of Vuulstead Capital Opportunities.

Background Information

Connor Fuchs has passed the following exams:

  • Series 66 – Uniform Combined State Law Examination
  • Series 63 – Uniform Securities Agent State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination

He has also worked for the following firms:

  • Steward Partners Investment Solutions (CRD#:1254)
  • Raymond James Financial Services (CRD#:6694)
  • Wells Fargo Clearing Services (CRD#:19616)
  • AXA Advisors (CRD#:6627)

Kurta Law Can Help

If you worked with Connor Fuchs and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

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