Colleena Snider Fired from Wells Fargo Clearing Services

Colleena Snider (CRD #: 6837513), a broker formerly registered with Wells Fargo Clearing Services, was fired from the firm, according to her BrokerCheck record, accessed on January 17, 2023. If you have questions about her alleged conduct as a broker, keep reading.

Termination from Wells Fargo Clearing Services

On November 9, 2022, Colleena Snider was fired from Wells Fargo Clearing Services after allegedly admitting during a bank investigation to cutting and pasting a client signature onto a bank document.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Colleena Snider has passed the following exams:

• Series 65 – Uniform Investment Adviser Law Examination
• Series 63 – Uniform Securities Agent State Law Examination
• Series 7TO – General Securities Representative Examination
• SIE – Securities Industry Essentials Examination
• Series 6 – Investment Company Products/Variable Contracts Representative Examination

She previously worked for Wells Fargo Clearing Services (CRD#:19616).

Kurta Law Can Help

If you worked with Colleena Snider and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.