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Cody Anderson Barred by FINRA Following Termination from Equitable Advisors

Securities Lawyer Jonathan Kurta
By: Jonathan Kurta Author
August 3, 2025 at 12:13pm

Cody Anderson (CRD #: 5999762) has been barred by FINRA. This is according to his BrokerCheck record, accessed on August 3, 2025. Keep reading if you have questions regarding his alleged conduct. 

Regulatory Action 

On April 1, 2025, FINRA barred Cody Anderson for failing to respond to FINRA requests for information. 

FINRA Rule 9552

FINRA Rule 9552 states that members who fail to provide documents, information, or testimony requested by FINRA will be suspended. Members who fail to request an end to their suspension within three months are permanently barred.

Employment Separation After Allegations 

On October 28, 2024, Equitable Advisors fired Cody Anderson following allegations that he submitted multiple fictitious variable annuity applications. 

Background Information 

Cody Anderson has passed the following exams: 

  • Series 66 Uniform Combined State Law Examination 
  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 

Kurta Law Can Help

If you worked with Cody Anderson and have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

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