Clinton Kilgore Fired After Allegedly Unsatisfactory Job Performance
Clinton Kilgore (CRD #:6092792), a former registered broker and investment advisor, was recently fired by Merrill Lynch, Pierce, Fenner & Smith Incorporated, according to his BrokerCheck record, accessed on October 31, 2021.
On August 6, 2021, Merrill Lynch, Pierce, Fenner & Smith Incorporated fired Clinton Kilgore after he allegedly failed to meet firm standards relating to business communications and prospecting new clients. FINRA Rule 2210 governs brokers’ communications with the public. According to Rule 2210, firm supervisors must approve each retail communication before its use.
Clinton Kilgore Background Information
Clinton Kilgore has passed the following exams:
- Series 65 - Uniform Investment Adviser Law Examination
- Series 63 - Uniform Securities Agent State Law Examination
- SIE - Securities Industry Essentials Examination
- Series 7 - General Securities Representative Examination
He has worked with the following firms:
- Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD#:7691)
- March Capital (CRD#:24142)
- Xnergy Financial (CRD#:144436)
Kurta Law Can Help
If you have worked with Clinton Kilgore and have concerns about your investments, don't hesitate to contact us today at 877-600-0098 or firstname.lastname@example.org for a free consultation.
For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Please contact us today if you would like us to evaluate your potential case.