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Citigroup Global Markets Fires Michael Walker for Alleged Forgery

Michael Walker (CRD #: 2872900), a broker registered with International Assets Advisory, was fired from his previous firm, according to his BrokerCheck record, accessed on August 19, 2022. Investors may have also engaged his services through International Assets Investment Management. Keep reading to learn more about his conduct as a broker.

Terminated from Citigroup Global Markets

On May 16, 2022, Michael Walker was fired from Citigroup Global Markets after allegedly cutting and pasting a client’s signature from one bank account closure form to another.

FINRA Rule 2010

Forgery violates FINRA Rule 2010, which requires brokers to uphold high standards of commercial honor and just and equitable principles of trade.

Background Information

Michael Walker has passed the following exams:

  • Series 65 – Uniform Investment Adviser Law Examination
  • Series 63 – Uniform Securities Agent State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination

Michael Walker is a registered broker in California, Florida, South Carolina, and Washington. He is also a registered investment adviser in California.

He has also worked for the following firms:

  • Citigroup Global Markets (CRD#:7059)
  • J.P. Morgan Securities (CRD#:79)
  • UBS Financial Services (CRD#:8174)

Kurta Law Can Help

If you worked with Michael Walker and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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