Cindy Couyoumjian Racks Up 13 Investor Disputes
Cindy Couyoumjian (CRD #: 1456630), a broker registered with Independent Financial, is involved in a new dispute, according to her BrokerCheck record, accessed on August 25, 2021. This is the 13th investor dispute on her record. Investors may have engaged Cindy Couyoumjian’s services through Cinergy Financial.
On June 22, 2021, an investor alleged that Cindy Couyoumjian recommended unsuitable investments. FINRA defines suitable investments as investments that fit the investor’s financial goals, risk tolerance, and investment experience. Brokers should only recommend investments that suit their client’s profile.
Cindy Couyoumjian was the subject of four other investor disputes regarding unsuitable investments between 2013 and 2015. These disputes collectively settled for approximately $2,557,500.
Cindy Couyoumjian Background Information
Cindy Couyoumjian has passed the following exams:
- Series 65 Uniform Investment Adviser Law Examination
- Series 63 Uniform Securities Agent State Law Examination
- Securities Industry Essentials Examination
- Series 31 Futures Managed Funds Examination
- Series 7 General Securities Representative Examination
- Series 22 Direct Participation Programs Representative Examination
- Series 6 Investment Company Products / Variable Contracts Representative Examination
- Series 24 General Securities Principal Examination
- Series 26 Investment Company Products/ Variable Contracts Principal Examination
She is a registered broker in 24 states and is a registered investment adviser in California and Texas.
Cindy Couyoumjian has worked with the following firms:
- Independent Financial Group (CRD #: 7717)
- First Allied Securities (CRD #: 32444)
- Linsco/Private Ledger Corp (CRD #: 6413)
- AXA Advisors (CRD #: 6627)
- The Equitable Life Assurance Society of the United States (CRD #: 4039)
Kurta Law Can Help
If you worked with Cindy Couyoumjian and you have concerns about your investments, contact Kurta Law today. Call 877-600-0098 or email info@kurtalawfirm.com.