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Christopher Ziogas Subject of Eight Criminal Charges

Christopher Ziogas (CRD #: 1110989), a broker formerly registered with Kestra Investment Services, is the subject of criminal charges, according to his BrokerCheck record, accessed on May 7, 2025. Keep reading to learn more.

Criminal Charges

On March 1, 2025, eight criminal charges were entered against Christopher Ziogas, including charges of bank fraud and bribery. These charges are currently pending.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Christopher Ziogas has passed the following exams:

  • Investment Company Products/Variable Contracts Principal Examination – Series 26
  • Securities Industry Essentials Examination – SIE
  • General Securities Representative Examination – Series 7
  • Direct Participation Programs Representative Examination – Series 22
  • Investment Company Products/Variable Contracts Representative Examination – Series 6
  • Uniform Securities Agent State Law Examination – Series 63

He previously worked for the following firms:

  • Kestra Investment Services (CRD#:42046)
  • LPL Financial (CRD#:6413)
  • MetLife Securities (CRD#:14251)
  • Linsco Financial Group (CRD#:524)
  • Private Ledger Financial Services (CRD#:6413)
  • Cigna Securities (CRD#:145)

Kurta Law Can Help

If you worked with Christopher Ziogas and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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