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Christopher Salerno Terminated by Wells Fargo

Christopher Salerno (CRD #: 6606470), a broker registered with Thurston Springer Financial, was recently terminated by Wells Fargo. This disclosure appears on his BrokerCheck record, accessed on February 12, 2024. 

On December 15, 2023, Wells Fargo Advisors Financial Network fired Christopher Salerno following allegations concerning marketing rule violations. He also allegedly violated firm policies related to communications with customers and team members. 

Communications with the Public 

FINRA Rule 2210 defines how firms and brokers are permitted to communicate with the public (e.g., in advertising). This rule requires all communications with the public to be fair and balanced and free from any false or misleading statements.

High Standards of Commercial Honor 

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violations of marketing rules may violate this rule. 

Background Information 

Christopher Salerno has passed the following exams: 

  • Series 66 Uniform Combined State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 

He is a registered broker in Florida. 

During his seven years of experience, he has registered with two firms: 

  • Thurston Springer Financial (CRD #: 8478) 
  • Wells Fargo Advisors Financial Network (CRD #: 11025) 

Kurta Law Can Help 

If you have worked with Christopher Salerno and you have concerns about your investments, do not hesitate to contact us at 877-600-0098 or info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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