Christopher Gordon Allegedly Recommended Unsuitable Oil & Gas Investments
Christopher Gordon (CRD #: 5714224), a broker registered with Cambridge Investment Research, allegedly recommended unsuitable investments, according to his BrokerCheck record, accessed on July 2, 2022. Read on to learn more about Christopher Gordon’s conduct as a broker.
Two investors filed disputes in May 2022 alleging Christopher Gordon recommended an unsuitable oil & gas investment. Another dispute with the same allegations was filed in June 2022. Both disputes are currently pending.
FINRA Rule 2111
FINRA Rule 2111 requires brokers to recommend securities that adequately match an investor’s financial goals. Brokers must take into account the information in an investor’s profile, such as their tax status, financial goals, and age, when making recommendations.
Christopher Gordon has passed the following exams:
- Series 66 – Uniform Combined State Law Examination
- SIE – Securities Industry Essentials Examination
- Series 7 – General Securities Representative Examination
Christopher Gordon is a registered broker in 25 states and the District of Columbia. He is also a registered investment adviser in Maryland and Texas.
He previously worked for Lincoln Financial Securities (CRD#:3870).
Kurta Law Can Help
If you worked with Christopher Gordon and you have concerns about your investments, please contact us today at 877-600-0098 or firstname.lastname@example.org for a free consultation.
For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.