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Christopher Gordon Allegedly Recommended Unsuitable Oil & Gas Investments

Jul 11, 2022 Unsuitable Investments

Christopher Gordon (CRD #: 5714224), a broker registered with Cambridge Investment Research, allegedly recommended unsuitable investments, according to his BrokerCheck record, accessed on July 2, 2022. Read on to learn more about Christopher Gordon’s conduct as a broker.

Investor Disputes

Two investors filed disputes in May 2022 alleging Christopher Gordon recommended an unsuitable oil & gas investment. Another dispute with the same allegations was filed in June 2022. Both disputes are currently pending.

FINRA Rule 2111

FINRA Rule 2111 requires brokers to recommend securities that adequately match an investor’s financial goals. Brokers must take into account the information in an investor’s profile, such as their tax status, financial goals, and age, when making recommendations.

Background Information

Christopher Gordon has passed the following exams:

  • Series 66 – Uniform Combined State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination

Christopher Gordon is a registered broker in 25 states and the District of Columbia. He is also a registered investment adviser in Maryland and Texas.

He previously worked for Lincoln Financial Securities (CRD#:3870).

Kurta Law Can Help

If you worked with Christopher Gordon and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.