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Christopher Babcock Fired from Fidelity Brokerage Services

Securities Lawyer Jonathan Kurta
By: Jonathan Kurta Author

Christopher Babcock (CRD #: 7419405), a broker formerly registered with Fidelity Brokerage Services, was fired from that firm, according to his BrokerCheck record, accessed on September 20, 2025. If you have questions about his alleged conduct as a broker, read on.

Termination from Fidelity Brokerage Services

On June 3, 2025, Christopher Babcock was fired from Fidelity Brokerage Services for allegedly creating inaccurate internal records concerning attempts to contact clients.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Christopher Babcock has passed the following exams:

  • General Securities Representative Examination – Series 7TO
  • Securities Industry Essentials Examination – SIE
  • Uniform Combined State Law Examination – Series 66

He previously worked for Fidelity Brokerage Services (CRD#:7784).

Kurta Law Can Help

If you worked with Christopher Babcock and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.